UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On April 19 and May 19, 2022, the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notified Allied Esports Entertainment, Inc. (the “Company”) that the Company was not in compliance with the periodic filing requirements for continued listing set forth in Nasdaq Listing Rule 5250(c)(1) (the “Rule”). On June 29, 2022, the Staff notified the Company that it has regained compliance with Nasdaq Listing Rule 5250(c)(1) as a result of its filing of its Form 10-K for the period ended December 31, 2021 and its Form 10-Q for the period ended March 31, 2022. As the Company has regained compliance, the Staff’s letter on June 29, 2022 confirmed that the matter is now closed.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: July 1, 2022
| ALLIED ESPORTS ENTERTAINMENT, INC. | ||
| By: | /s/ Roy Anderson | |
| Roy Anderson, Chief Financial Officer | ||
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